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RAND
RAND CAPITAL CORP
NASDAQ
$11.04
▲ UP 2.32% (0.25)

KEY STATISTICS

Market Cap$32.79 M
52w High$17.49
52w Low$10.00
Dividend Yield17.18%
FrequencyQuarterly
P/E11.62
Volume2.53K
Shares Out.2.97M

COMPANY

LEADERSHIP

Daniel Patrick Penberthy
CHIEF EXECUTIVE
Daniel Patrick Penberthy

COMPENSATION 2026

Salary$222,500
Stock Awards$0
Incentive Plan Pay$0
All Other Comp.$1,680,044,929
Total$324,229

ABOUT

SECTOR
Financial Services
WENT PUBLIC
March 17, 1980
METHOD OF GOING PUBLIC
IPO
FULL TIME EMPLOYEES
4

UPCOMING EARNINGS

DateNov 5, 2026
DayThursday
Rev. Est.—
NOV
5
THU

SPLIT RECORD

DATETYPERATIO
2020-05-22Reverse1:9
1995-06-19Forward5:4
1994-06-20Forward5:4
1993-06-16Forward5:4
1992-06-08Forward5:4
1986-12-16Forward4:1

PRICE

$11.04 ▲ UP 2.32% (+$0.25)
OVERLAYS
$10.65$10.80$10.959:30 AM10:35 AM11:39 AM12:44 PM1:49 PM2:53 PM3:58 PM11.04

About Rand Capital Corp

https://www.randcapital.com ↗

Rand Capital Corporation is a Buffalo-based investment firm focusing on private equity in lower middle-market, innovative, privately held companies in healthcare, software, and manufacturing within Upstate New York and nearby regions.

INDUSTRY

Asset Management

A SERVICE RAND CAPITAL CORP IS KNOWN FOR

Debt and Equity Investments for Lower Middle Market Companies

Rand Capital Corporation is a BDC that provides customized debt and equity financing to lower middle market private companies for growth, acquisitions, and strategic initiatives.

COMPETITORS

COMPETITOR
ARCC COMPARE
CCAP COMPARE
CSWC COMPARE
PSEC COMPARE
TSLX COMPARE

ETFS HOLDING THIS STOCK

ETFS HOLDING
12
LISTED HERE
7
RANKED BY POSITION SIZE
FNDF
0.06% · 354.2K
SPDW
0.01% · 78.8K
NTSI
0.05% · 5.4K
IQIN
0.22% · 4.8K
PQ
PQIN
0.24% · 1.4K
FLQH
0.11% · 234
PXUS
0.08% · 158

INSTITUTIONAL OWNERSHIP

SHARES OWNED
1.83%
HOLDERS
10
TOP 10 OF 10 · RANKED BY POSITION SIZE
O'Shaughnessy Asset Management, LLC
18.9K sh · $219.99K
Courier Capital LLC
15.4K sh · $223.04K
Shufro Rose & Co LLC
14.0K sh · $164.5K
Ubs Group AG
5.3K sh · $76.98K
Advisor Group Holdings, Inc.
747 sh · $8.78K
Jpmorgan Chase & Co
101 sh · $1.18K
Harbour Investments, Inc.
7 sh · $81
Wells Fargo & Company/Mn
1 sh · $10
Morgan Stanley
1 sh · $17
Concourse Financial Group Securities, Inc.
0 sh · $0

RATINGS SNAPSHOT

Overall rating: B-

DCFROEROAD/EP/EP/B
Discounted Cash Flow5
Return On Equity1
Return On Assets1
Debt To Equity3
Price To Earnings1
Price To Book4
Overall Score3

TRADES BY CONGRESS

HOUSE TRADES
Scott H. Peters
Scott H. Peters
Sale (Full)
2020-08-04

INSIDER TRADES

★
DIRECTOR
Gusky Adam Samuel
Purchase · 200 shares
2025-09-15
★
DIRECTOR
Gusky Adam Samuel
Purchase · 250 shares
2025-09-15
★
DIRECTOR
Gusky Adam Samuel
Purchase · 100 shares
2025-09-15
★
DIRECTOR
Gusky Adam Samuel
Purchase · 10 shares
2025-09-15

SECTORS PEERS

PEERPRICE
TOP$16.73COMPARE
GROW$3.33COMPARE
WINV$12.55COMPARE
PDPA$25.08COMPARE
OMCC$4.50COMPARE
EQS$1.05COMPARE
ICMB$0.84COMPARE